| Legal & Compliance
Our accomplished legal and compliance recruiting team works with many of the world's most respected financial institutions. They leverage an impressive candidate pool of partners, attorneys, paralegals, compliance professionals, and support staff for temporary and permanent placements.
ICS staffs legal and compliance professionals for the financial services industry. Our clients include firms in a number of market sectors, including:
- Retail Banks
- Commercial/Wholesale/Merchant Banks
- Investment Banks
- Hedge Funds
- Private Banking/Global Wealth Management
- Insurance Firms
- Broker Dealers
- Clearing Houses
- CPA Advisory Firms
- Asset Management
- Prime Brokerage
- Money Service Business
Please select a practice area to learn more about the variety of legal and compliance positions staffed by ICS.
Compliance I Legal
Compliance
ICS makes temporary and permanent placements from analyst to director level in the following practice areas:
- Anti-Money Laundering/Bank Secrecy Act
- Know Your Customer
- OFAC
- CIP
- Enhanced Due Dilligence
- Policies & Procedures
- Control Room Compliance
- Fixed Income Compliance
- Mutual Funds/Retirement Products
- Marketing/Advertising Review Compliance
- Testing & Monitoring
- Securities: 1933, 1934, 1940 Act
- Compliance & Ethics
- Regulatory Analysts
- Remediation Projects (aka: look back projects)
- Foreign Exchange Compliance
- Conflict of Interest Compliance
- Short Selling Compliance
- Foreign Corrupt Practices Act
- Risk Management
- Real Estate Compliance
- Surveillance (Market/Trade, Transaction)
- Commodities/Derivatives/Equities Compliance
- Quality Assurance
- Casino & Gaming Compliance
- Fiduciary Compliance
Legal
ICS has an exemplary track record of placing legal professionals in a variety of positions, including:
Attorneys
- Associates (Junior, Mid-Level, Senior)
- In-House Counsel (Junior, Senior)
Legal Support
- Paralegals (Junior, Mid-Level, Supervising)
- Legal Secretaries
|
