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Senior Internal Audit

  • Location: Chicago, IL
  • Job Type: Direct Placement
  • Ref No: 20-04769
  • Date: November 20, 2020
  • Job title:

Job Description - Senior Internal Audit

Senior Internal Audit


A leading exchance firm is looking to hire a Senior Auditor in Chicago, Illinois. Responsibilities include supervision and execution of operational, compliance, and financial audits within the organization in order to provide management with recommendations that reduce risk and improve current policies/procedures. This person must be able to effectively multi-task and be able to adapt in a high growth, rapidly evolving industry.


Conduct risk based audits that integrate operational, compliance, and financial audit testing of manual and automated controls.

Develop and maintain a thorough understanding of the Company's exchange and clearing operations.

Assist with the completion of audit risk and control assessments.

Complete audit assignments within established time frames and budgets.

Perform independent appraisal of policies and procedures.

Document audit procedures performed in accordance with IIA Professional Practice Standards.

Communicate identified control deficiencies to management effectively.

Maintain effective relationships with internal and external contacts.

Draft or review audit reports and conduct exit conferences with management to discuss findings and management's response.


Bachelors degree or higher required with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFE, CISA).

1-4 years in internal audit or equivalent experience. Ideally looking for someone out of public or industry.

Ability to perform multiple projects simultaneously.

Well developed knowledge of the financial services industry, exchange services, futures clearing merchants, clearing organizations, or energy or commodities trading.

Ability to work in a team and supervise other staff members as required.

About 20 percent travel.


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