Find A Job › Compliance

SEARCH:

504 Compliance Associate

  • Location: New York City, NY
  • Job Type: Contract
  • Ref No: 19-04965
  • Date: August 14, 2019
  • Job title:

Michael Ziegelbaum

Questions about this job listing? Contact the recruiter now.

Job Description - 504 Compliance Associate

504 Compliance Associate

The designated 504 officer should set up a clearly documented and detailed certification/sub certification process. In addition the office should be familiar with:

  1. identification of all data sources that contain relevant data;
  2. validation of the integrity, accuracy and quality of data to ensure that accurate and complete data flows through the Transaction Monitoring and Filtering Program;
  3. data extraction and loading processes to ensure a complete and accurate transfer of data from its source to automated monitoring and filtering systems, if automated systems are used;
  4. governance and management oversight, including policies and procedures governing changes to the Transaction Monitoring and Filtering Program to ensure that changes are defined, managed, controlled, reported, and audited;
  5. vendor selection process if a third party vendor is used to acquire, install, implement, or test the Transaction Monitoring and Filtering Program or any aspect of it;
  6. funding to design, implement and maintain a Transaction Monitoring and Filtering Program that complies with the requirements of this Part;
  7. qualified personnel or outside consultant(s) responsible for the design, planning, implementation, operation, testing, validation, and on going analysis of the Transaction Monitoring and Filtering Program, including automated systems if applicable, as well as case management, review and decision making with respect to generated alerts and potential filings; and8. periodic training of all stakeholders with respect to the Transaction Monitoring and Filtering Program.

 




Related Job Listings

Job Location Type Posted  
Compliance Analyst New York, NY Direct Placement August 23
BSA Auditor NY, NY Contract August 22
Information Security Analyst New York, NY Contract August 19
Fraud Consultant New York, NY Contract August 15
Fair and Responsible Lending SME New York, NY Contract August 14