A foreign bank is seeking a compliance officer with training experience.
Providing support in administering the Compliance Training Program, including developing training materials, assigning trainings in the firm's learning management platform, tracking training completion, and maintaining training records;
Disseminating New Hire and Annual Code of Conduct Certifications, including tracking completion of certifications to ensure full participation by all staff and escalating non-completion to senior management;
Managing the compliance policy review process to ensure that all policies are updated on an annual basis;
Maintaining the Compliance Unit intranet page;
Assisting with preparation of responses to internal and external inquiries; and
Providing support in collection of responses for New Product Committee approval.
5 + years of experience in the compliance department of a large U.S. bank or large U.S. office of a foreign bank would be welcomed
Bachelor degree required
Excellent project management skills and a proven track record of successfully managing priorities and deadlines
Strong interpersonal and written and verbal communication skills required
Proficiency in Microsoft Office, including MS Word, Excel (including creating pivot tables and Vlookups) and PowerPoint, required