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AVP Compliance Training

  • Location: New York, NY
  • Job Type: Direct Placement
  • Ref No: 20-04800
  • Date: November 23, 2020
  • Job title:

Job Description - AVP Compliance Training

 A foreign bank is seeking a compliance officer with training experience.

  • Providing support in administering the Compliance Training Program, including developing training materials, assigning trainings in the firm's learning management platform, tracking training completion, and maintaining training records;
  • Disseminating New Hire and Annual Code of Conduct Certifications, including tracking completion of certifications to ensure full participation by all staff and escalating non-completion to senior management;
  • Managing the compliance policy review process to ensure that all policies are updated on an annual basis;
  • Maintaining the Compliance Unit intranet page;
  • Assisting with preparation of responses to internal and external inquiries; and
  • Providing support in collection of responses for New Product Committee approval.
     

Qualifications

 

  • 5 + years of experience in the compliance department of a large U.S. bank or large U.S. office of a foreign bank would be welcomed
  • Bachelor degree required
  • Excellent project management skills and a proven track record of successfully managing priorities and deadlines
  • Strong interpersonal and written and verbal communication skills required
  • Proficiency in Microsoft Office, including MS Word, Excel (including creating pivot tables and Vlookups) and PowerPoint, required

 




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