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Compliance Alert Analyst

  • Location: Long Island City, NY
  • Job Type: Direct Placement
  • Ref No: 20-03863
  • Date: September 22, 2020
  • Job title:

Job Description - Compliance Alert Analyst

The Alert Disposition Analyst will assist in the initial phase of the "Bank's Case Management System and will support the Alert Disposition Team in monitoring and identifying potentially suspicious activity as it relates to the Bank's Risk, Compliance, Operations and Specialty Lines of Business. The Alert Disposition Team is part of the Financial Intelligence Unit ( "FIU”) which is responsible for all phases of the Bank's Case Management System. This position is directly responsible for conducting the initial investigation of customer account activity that is flagged for review. This includes reviewing different types of transactions such as cash activity, internal transfers, wire transfers, ACH and check activity.

The Alert Disposition Analyst will:

  • Complete the initial review of customer account activity flagged by the Bank's automated monitoring system.
  • Write a comprehensive analysis of the account activity which includes a detailed disposition as to why an alert is being closed or escalated for further review.
  • Work with the Bank's Financial Intelligence Unit to identify and report potentially suspicious activity.

Skills and Qualifications:

  • Bachelor degree and/or equivalent relevant experience.
  • Minimum of 2 years in banking, with a strong emphasis on BSA, AML and OFAC laws and regulations.
  • Must have prior experience with reviewing and working alerts, preferably in the financial intelligence unit of financial institution.
  • CAMS certification is highly preferred.


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