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Compliance Associate

  • Location: NY
  • Job Type: Direct Placement
  • Ref No: 22-05085
  • Date: August 03, 2022
  • Pay: $0.0 - $105000.0 per Year USD
  • Job title:

Job Description - Compliance Associate

    Compliance Associate

 
 
Hybrid Role in downtown NYC
 
$105-110k base + bonus
 

 
    The Compliance Associate will work as a member of the Compliance Strategy & Project Management Team within the Compliance function. The Team works closely with each regional Compliance Team and has responsibility for strategic Compliance priorities. This position is based in our New York offices and reports to the Global Compliance Manager.   
 

 
    Job Duties: 

 
    Requirements for the Role:   
 
    Skills   
 
    The role requires a strategic orientated, highly motivated, confident individual who is looking to develop their career in a compliance function. Specific requirements include:   
 

     
  •       The ability to analyse information and form judgements about compliance risks;   
  •  
  •       Excellent planning and execution skills, attention to detail and problem-solving skills   
  •  
  •       Clear and concise verbal, written and presented communications   
  •  
  •       Mange tasks with effective structure and organisation skills and ownership to deliver high quality results    
  •  
  •       The ability to deliver outcomes that are critical to the success of a compliance activity, through demonstrating the value of that compliance activity to stakeholders outside the Compliance function;   
  •  
  •       Ability to work with stakeholders to generate ideas and implement agreed vision and strategies;   
  •  
  •       Ability to influence staff at all levels in adopting new initiatives, processes or procedures;   
  •  
  •       Ability to pragmatically assess business problems to identify proportionate solution options;   
  •  
  •       Ability to drive consensus solutions among various stakeholders (sometimes with opposing views) to deliver positive outcomes;   
  •  

 
    Knowledge:   

     
  •       Knowledge of compliance processes   
  •  
  •       Awareness of compliance risks   
  •  
  •       Understanding of wholesale financial markets and broking/trading is preferable   
  •  

 
    Experience:   

     
  •       Broad based compliance experience   
  •  
  •       2-5 years practical work experience   
  •  
  •       Experience of working for or with a financial services firm is desirable   
  •  

 

 
      About Infinity Consulting Solutions
 
At Infinity Consulting Solutions our mission is to cultivate successful long term relationships with candidates and clients matching the right candidate with the right client. We believe technology cannot replace the real personal relationships we cultivate. We reject the notion that technology alone is the answer to staffing which is why we our successful partnerships rely on collaboration NOT automation. ICS has been providing flexible staffing solutions for over 20 years in Information Technology, Compliance, Accounting / Finance and Corporate Support. Our staffing solutions include Contract, Temp to Perm and Permanent Placement.
 
ICS is an Equal Opportunity Employer.
 
 




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