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Compliance Investigations and Surveillance Analyst - Digital Currency

  • Location: New York, NY
  • Job Type: Direct Placement
  • Ref No: 21-03303
  • Date: June 10, 2021
  • Job title:

Job Description - Compliance Investigations and Surveillance Analyst - Digital Currency

Compliance Monitoring and Surveillance Associate

Our client is a publicly traded fintech company listed on the Canadian Securities Exchange, OTC Markets and the Frankfurt Exchange. They are a global leader in cryptocurrency brokerage.

Summary:

  • The firm is seeking a Compliance Monitoring and Surveillance Associate to work in a compliance function focused on analyzing transactions and activity of the firm clientele.
  • This will include evaluation of client activity, both fiat and blockchain, analysis of client inquiries and complaints and the filing of SARs when suspicious activity is detected.
  • In addition, this role will be involved in maintaining firm compliance to procedures that are part of our robust BSA/AML program and compliance testing.
  • This role will interact with Senior Management, Product, Support and other factions within the firm.

Responsibilities:

  • Conduct investigations of fiat and blockchain transactions to determine if activity is suspicious and may require further investigation and reporting
  • May assist in the review alerts that are escalated from the Support team to determine validity
  • Ensure appropriate action is taken on accounts that have participated in suspicious blockchain activity
  • Ensure appropriate action is take on accounts that have participated in suspicious or fraudulent ACH activity
  • Participate in audits and examinations, if needed
  • Respond to customer inquiries that have been raised to the Compliance team
  • Assist in the evaluation of client accounts requesting modification in deposit and withdrawal limits
  • Balance numerous projects and priorities

Qualifications:

  • 3+ years' experience as a compliance professional at a bank, financial or fintech company. 2+ years' experience considered if at a crypto firm
  • Ability to manage multiple projects and functions
  • Successful collaborator with excellent written, verbal and interpersonal skills
  • Preference for working in a fast paced and ever-changing environment
  • Experience, knowledge and interest in cryptocurrency a plus
  • Experience with Chainalysis or other blockchain monitoring systems a plus
  • Experience vetting clients in a financial environment complying with anti-money laundering regulation a plus



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