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Compliance Technology Manager

  • Location: New York, NY
  • Job Type: Direct Placement
  • Ref No: 19-07060
  • Date: December 03, 2019
  • Job title:
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Job Description - Compliance Technology Manager

The NY branch of a foreign bank is seeking a Compliance Technology Manager. The Compliance Technology Manager is responsible for assisting the CCO in overseeing and maintaining an effective Compliance IT systems and data environment. In coordination with the IT team, the Manager is also responsible for overseeing the successful delivery of IT system and data enhancement projects within the Compliance department. The manager will:

  • Maintain and enhance, as needed, compliance IT systems and data environment to ensure department can operate effectively and efficiently
  • Lead initiatives related to compliance systems and data, including, but not limited to defining business requirement documentation (BRD), conducting user acceptance testing (UAT), specifying data quality requirements, etc.
  • Support maintenance of compliance data and conduct periodic testing to ensure data quality (completeness, integrity, and accuracy) meets all business and technical requirements / standards
  • Develop and maintain technical documentation related to compliance IT systems and data
  • Update and maintain PRIME compliance rules
  • Help compliance staff address system / data challenges and escalate to IT if needed
  • Assist CCO in maintaining and enhancing policies and procedures related to IT
  • Manage compliance technology support analyst(s) on a day-to-day basis (assign workflow, oversee daily functions, etc.)
  • Manage relationships between compliance, IT, and other business partners (including Head Office) to maintain and enhance compliance systems and data quality
  • Perform other compliance-related duties as requested

Ideal candidate should have:

  • Bachelor's degree required, technical field preferred
  • 5+ years of IT experience
  • 2+ years of experience managing a technology team for a financial institution, preferably in the compliance function
  • Familiarity with U.S. BSA/AML Laws and Regulations
  • Familiarity with Corporate Banking and Financial Institutions business and relevant products / services (e.g. Letters of Credit, Trade Finance, Clearing)



 




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