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Internal Audit - Consumer Compliance Consultant - Remote

  • Location: New York City, NY
  • Job Type: Contract
  • Ref No: 21-05691
  • Date: October 12, 2021
  • Job title:

Job Description - Internal Audit - Consumer Compliance Consultant - Remote

Consumer Compliance Consultant

Level: Senior Associate or Manager


  • Assist in the execution of various aspects of a banks internal audit plan, performing design effectiveness and operational effectiveness assessment, audit fieldwork, assessment of control framework, drafting of audit reports, maintaining discussions w/ business owners
  • Must understands the application audit controls, data audit controls, Must be efficient in writing audit work papers


  • Bachelors or high-level degree in accounting, finance, math, business, statistics, etc.
  • Minimum of 5 years' experience working within a large financial institution
  • Data management expertise, including project management activities, audit skills, etc.
  • Candidates must possess a strong technical skill set, e.g., data analytics, business intelligence, data mining/science, etc. Specifically, this candidate is expected to possess:
    • An in-depth level of expertise in data governance and data quality processes, including Critical Data Element identification and development, data lineage, data taxonomy, etc.
    • A strong technology background specific to data infrastructure and architecture at global institutions with experience in reference data management, golden source and strategic data source systems.
    • A broad and comprehensive understanding of specific data regulations, including Basel Committee on Banking Supervision (Client) 239 Principles for Effective Risk Data Aggregation and Reporting,
    • GDPR and OCC Heightened Standards.

Knowledge/Skills required:

  • Governance
  • Risk identification
  • Risk management
  • Infrastructure
  • AML / KYC

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