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Risk Management Audit Analyst

  • Location: New York, NY
  • Job Type: Right to Hire
  • Ref No: 20-01700
  • Date: March 23, 2020
  • Job title:

Cindy Lukic

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Job Description - Risk Management Audit Analyst

Risk Management Audit Analyst

Risk Management

  • Assist business owners in identifying new key risk activities (KRAs) and on a quarterly basis. The candidate will update the risk management dashboard to reflect current KRAs in coordination with KRA owners.
  • Assist KRA owners in identifying, measuring, assessing, controlling, and monitoring KRAs on an ongoing basis.
  • Coordinate quarterly enterprise risk assessment with business managers and test assessments and controls.
  • Aggregate risk assessments and prepare summary statements to conclude on the Bank's overall risk assessment system (RAS).
  • Assist KRAs in developing action plans to correct weak or insufficient risk management practices, if any.
  • Assist Supervisor in coordinating, developing, and implementing the risk management framework and processes bank wide.

Internal Audit

  • With the oversight of the audit committee, develops requests for proposal (RFP) from audit firms to conduct outsourced/co-sourced audits of the Bank's control environment to execute the risk-based audit plan.
  • Coordinate internal audits with Bank's outside independent audit firm.
  • Coordinate management responses to audit reports with business owners.
  • Serve as liaison to bank's outsourced Internal Auditors with responsibilities for coordinating audit scheduling, distribution of reports to Audit Committee and responsible officers and managing the audit reply process.
  • Manage the Audit Tracking Report issued by Bank Auditor.
  • Responsible for tacking all outstanding internal audit findings and business owners' remediation efforts


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