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KYC Manager

  • Location: New York, NY
  • Job Type: Direct Placement
  • Ref No: 19-06550
  • Date: November 06, 2019
  • Job title:
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Job Description - KYC Manager

The KYC Manager is responsible for administering an effective KYC program for the New York Branch. He/she is also responsible for managing the KYC team and ensuring client activity complies with regulations, policies, and procedures. The KYC Officer will:


  Manage and administer a robust KYC program, including assigning workflow to analysts, providing governance and support, and addressing and escalating issues to the Deputy CCO, if needed
  Manage the onboarding of new customers, including ensuring all appropriate customer documentation is on file in accordance with internal and external guidelines
  Work with business lines and relationship managers to ensure adherence to compliance rules during customer onboarding (incl. CIP/CDD/EDD)
  Oversee the periodic review of customers (CDD/EDD), including collecting/maintaining customer data and performing compliance review (i.e. transaction reviews and other BSA/AML related compliance review)
  Identify the need for ad-hoc/event driven customer reviews and ensure timely execution of such reviews
  Ideal candidate should have:
  Bachelor's degree required
  5+ years of experience in financial services in KYC and/or BSA/AML
  2+ years of experience managing a compliance team
  Familiarity with U.S. BSA/AML Laws and Regulations
  Strong understanding of Corporate Banking and Financial Institutions business and relevant products/services (e.g. Letters of Credit, Trade Finance, Clearing)


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